The basics of arbitration of disputes with broker-dealers and financial advisors, plus some pro tips from an industry insider
Jon Furgison
From Issue: 2020 November
Most PI arbitrations are conducted before a single neutral arbitrator, whereas predispute arbitration agreements require a panel of three neutral arbitrators; the ethical standards are different
Michael S. Fields
From Issue: 2020 November
Seeking pre-hearing discovery relating to a defendant’s motion to compel arbitration could make the difference in keeping your client’s claims in court
Erin M. Kelly
From Issue: 2023 October